 A team dedicated to ethics and compliance The compliance team helps to ensure that the rules of good conduct applicable to investment services are complied with by the accredited provider and its representatives. The head of compliance carries the professional card appointing him Head of Investment Services Control issued by the Autorité des Marchés Financier.
Missions:
 Monitor the integrity of the financial markets and he primacy of customers' interests. Check that the activities of Oddo et Cie are carried out with diligence, loyalty and fairness. Warn of possible conflicts of interest. Establish reporting to senior management, the executive committee and the supervisory board. |